Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gregory Steinthal | 435071 | 2 | 09/15/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Jon Diedrich | 2757585 | 6 | 07/26/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Jon Diedrich | 2757585 | 6 | 06/24/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Curtis Howard Smiley | 4443310 | 4 | 12/07/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Jon Diedrich | 2757585 | 6 | 04/20/2004 | Customer Dispute | Closed-No Action | $41,000.00 | $0.00 | See FINRA Report |
| Christopher Jon Diedrich | 2757585 | 6 | 04/20/2004 | Customer Dispute | Closed-No Action | $41,000.00 | $0.00 | See FINRA Report |
| Phillip Craig Ellis | 1334696 | 5 | 03/01/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Larry James Kiefer | 1230117 | 1 | 01/30/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Allen Greene | 1959086 | 4 | 12/01/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Neil Allen Greene | 1959086 | 4 | 07/24/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |