Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Jerome Sathre | 2459115 | 3 | 10/13/2009 | Customer Dispute | Settled | $2,778,260.00 | $0.00 | See FINRA Report |
| Matthew Thomas Hadley | 7093252 | 1 | 09/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Daniel Slaybaugh | 4450485 | 4 | 04/14/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Michael Richard | 4487263 | 1 | 11/06/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jon Paul Cirelli | 4729737 | 6 | 09/12/2008 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| James David Beaudoin | 2992651 | 4 | 06/11/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Olson | 3021448 | 3 | 05/12/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Jon Diedrich | 2757585 | 6 | 11/07/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Jon Diedrich | 2757585 | 6 | 06/06/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Antonio Garcia | 4824738 | 1 | 12/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |