Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul Neppel | 5008476 | 2 | 12/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vieng Chamnichanh | 4884829 | 1 | 02/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Madura | 2395213 | 7 | 03/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey Evan Smith | 4979676 | 3 | 11/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Madura | 2395213 | 7 | 07/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis Howard Smiley | 4443310 | 4 | 08/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Daniel Slaybaugh | 4450485 | 4 | 06/03/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Robert Gramann | 3183824 | 2 | 05/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Madura | 2395213 | 7 | 09/26/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey Evan Smith | 4979676 | 3 | 12/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |