Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Jon Diedrich | 2757585 | 6 | 06/06/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry James Kiefer | 1230117 | 1 | 01/30/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Richard Law | 1273118 | 4 | 08/07/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Todd Mogonye | 2377187 | 1 | 12/18/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Lindar | 1135369 | 3 | 01/31/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Lindar | 1135369 | 3 | 12/10/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Patrick Lynch | 2387056 | 1 | 06/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Craig Ellis | 1334696 | 5 | 04/10/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Marvin Cone | 3045516 | 1 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |