Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Edward Messing | 6572651 | 6 | 12/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Edward Messing | 6572651 | 6 | 12/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Edward Messing | 6572651 | 6 | 12/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Edward Messing | 6572651 | 6 | 12/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Edward Messing | 6572651 | 6 | 12/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert William Peters | 1704577 | 1 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gyan Ratan Saxena | 6259218 | 2 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Scott Olson | 3021448 | 3 | 09/26/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Keith Dow Powell | 2143046 | 3 | 06/10/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Scott Olson | 3021448 | 3 | 05/12/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |