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FINRA Broker Disclosures for Great Point Capital LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 29 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Edward Messing6572651612/15/2015FinancialFinal$0.00$0.00See FINRA Report
David Edward Messing6572651612/15/2015FinancialFinal$0.00$0.00See FINRA Report
David Edward Messing6572651612/15/2015FinancialFinal$0.00$0.00See FINRA Report
David Edward Messing6572651612/15/2015FinancialFinal$0.00$0.00See FINRA Report
David Edward Messing6572651612/15/2015FinancialFinal$0.00$0.00See FINRA Report
Robert William Peters1704577111/17/2015FinancialFinal$0.00$0.00See FINRA Report
Gyan Ratan Saxena6259218211/01/2015FinancialFinal$0.00$0.00See FINRA Report
Michael Scott Olson3021448309/26/2014RegulatoryFinal$0.00$0.00See FINRA Report
Keith Dow Powell2143046306/10/2013RegulatoryFinal$0.00$0.00See FINRA Report
Michael Scott Olson3021448305/12/2008RegulatoryFinal$0.00$0.00See FINRA Report

29 Results

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