Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Jon Diedrich | 2757585 | 6 | 06/24/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Neil Allen Greene | 1959086 | 4 | 07/24/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Craig Ellis | 1334696 | 5 | 02/22/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Olson | 3021448 | 3 | 08/31/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Craig Ellis | 1334696 | 5 | 04/10/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |