Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Antonio Garcia | 4824738 | 1 | 12/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Jon Diedrich | 2757585 | 6 | 07/26/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Jon Diedrich | 2757585 | 6 | 04/20/2004 | Customer Dispute | Closed-No Action | $41,000.00 | $0.00 | See FINRA Report |
| Christopher Jon Diedrich | 2757585 | 6 | 04/20/2004 | Customer Dispute | Closed-No Action | $41,000.00 | $0.00 | See FINRA Report |
| Phillip Craig Ellis | 1334696 | 5 | 03/01/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Neil Allen Greene | 1959086 | 4 | 12/01/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Neil Allen Greene | 1959086 | 4 | 06/18/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Herbert Gooding | 2499431 | 1 | 09/21/1998 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Neil Allen Greene | 1959086 | 4 | 03/19/1991 | Customer Dispute | Award / Judgment | $112,000.00 | $21,306.00 | See FINRA Report |