Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Paul Cirelli | 4729737 | 6 | 10/28/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dustin Wayne Terry | 5487877 | 1 | 05/19/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Christopher John Capra | 2691295 | 1 | 04/01/2020 | Customer Dispute | Settled | $1,580,000.00 | $0.00 | See FINRA Report |
| Robert Mark Pecha | 5579770 | 2 | 03/05/2020 | Customer Dispute | Settled | $514,000.00 | $0.00 | See FINRA Report |
| Joseph Gordon Nelson | 2180626 | 4 | 09/12/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Peter Ferrick | 2568789 | 1 | 04/25/2019 | Customer Dispute | Award / Judgment | $225,000.00 | $515,072.00 | See FINRA Report |
| Randall Scott Larson | 5862743 | 3 | 03/19/2019 | Customer Dispute | Denied | $10,500,000.00 | $0.00 | See FINRA Report |
| Charles Bryant Kerker | 1317057 | 2 | 03/03/2015 | Customer Dispute | Settled | $8,345.00 | $0.00 | See FINRA Report |
| James David Beaudoin | 2992651 | 4 | 09/04/2013 | Customer Dispute | Closed-No Action | $142,162.00 | $0.00 | See FINRA Report |
| Joshua Daniel Slaybaugh | 4450485 | 4 | 03/21/2013 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |