Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Luis Turnes | 2023535 | 4 | 09/09/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Luis Turnes | 2023535 | 4 | 06/26/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Luis Turnes | 2023535 | 4 | 04/20/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Luis Turnes | 2023535 | 4 | 08/01/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Leon Maya | 1793189 | 3 | 08/01/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Leon Maya | 1793189 | 3 | 05/02/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Leon Maya | 1793189 | 3 | 06/03/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |