Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Michael Rogers | 4029698 | 5 | 02/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Michael Rogers | 4029698 | 5 | 09/14/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Lee Dillingham | 1310888 | 1 | 01/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |