Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harris Williams. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Donald McNulty | 3256184 | 1 | 10/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Geoffrey W Smith | 4832840 | 1 | 09/14/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Turner Ashby Moncure Bredrup | 2037652 | 1 | 01/09/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |