Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Thomas Vandy | 4476750 | 2 | 11/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Nicholas Receski | 1339216 | 1 | 07/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Charles Protigal | 2187244 | 8 | 10/24/1994 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 10/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 03/15/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael John Kiley | 851062 | 1 | 04/01/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |