Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tracey Douglas Frank | 1773889 | 2 | 05/27/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 07/31/2002 | Customer Dispute | Denied | $65,517.00 | $0.00 | See FINRA Report |
| Howard Jay Barnett | 2183706 | 1 | 07/18/2000 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 10/24/1994 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 10/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |