Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Peter Colell | 50660 | 6 | 03/25/2013 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 03/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 10/15/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Steven Michael Digregorio | 1731139 | 1 | 06/12/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 06/01/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Joseph Carazo | 2176088 | 8 | 12/13/2010 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Ronald Joseph Carazo | 2176088 | 8 | 06/01/2010 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Ronald Joseph Carazo | 2176088 | 8 | 05/25/2010 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Ronald Joseph Carazo | 2176088 | 8 | 05/21/2010 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Ronald Joseph Carazo | 2176088 | 8 | 04/02/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |