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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Donald Edward Conrad732579811/01/2004Customer DisputeSettled$200,000.00$0.00See FINRA Report
Donald Edward Conrad732579802/26/2004Customer DisputeSettled$268,420.00$0.00See FINRA Report
Donald Edward Conrad732579805/16/2003Customer DisputeSettled$300,000.00$0.00See FINRA Report
Donald Edward Conrad732579803/17/2003Customer DisputeSettled$433,000.00$0.00See FINRA Report
Donald Edward Conrad732579811/21/2001Customer DisputeSettled$900,000.00$0.00See FINRA Report
Donald Edward Conrad732579811/11/1997Customer DisputeDenied$0.00$0.00See FINRA Report
Donald Edward Conrad732579809/26/1992Customer DisputeSettled$23,000.00$0.00See FINRA Report

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