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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edward Nelson Colburn1079357403/08/2013Customer DisputeSettled$150,000.00$0.00See FINRA Report
Edward Nelson Colburn1079357410/26/2012Customer DisputeSettled$122,000.00$0.00See FINRA Report
Edward Nelson Colburn1079357406/11/2008RegulatoryFinal$0.00$0.00See FINRA Report
Edward Nelson Colburn1079357408/30/2006Employment Separation After Allegations$0.00$0.00See FINRA Report

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