Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Middleton Debandt | 1892267 | 4 | 04/21/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Middleton Debandt | 1892267 | 4 | 10/28/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert Stephen Rich | 375448 | 2 | 10/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Collins Kinder | 1442891 | 3 | 09/29/2008 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Greg Alfred Overschmidt | 1160877 | 1 | 06/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lon Eric Dircks | 4668629 | 1 | 05/09/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Eric Allen Wood | 3079104 | 5 | 11/04/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Faulkner | 849152 | 4 | 07/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| A C Brown | 2982569 | 2 | 03/09/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andrew Steven Rich | 4888294 | 1 | 03/09/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |