Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Jerome Lecure | 3144262 | 2 | 03/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Allen Wood | 3079104 | 5 | 03/29/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Jerome Lecure | 3144262 | 2 | 02/27/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Hanley Kallman | 4287253 | 1 | 03/08/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |