Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Allen Wood | 3079104 | 5 | 08/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Allen Wood | 3079104 | 5 | 09/28/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Collins Kinder | 1442891 | 3 | 01/26/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Greg Alfred Overschmidt | 1160877 | 1 | 06/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Allen Wood | 3079104 | 5 | 11/04/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Faulkner | 849152 | 4 | 07/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Faulkner | 849152 | 4 | 02/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William James Rodosky | 2829722 | 1 | 07/10/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lewis Chambers | 1231649 | 2 | 07/10/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Allen Wood | 3079104 | 5 | 01/09/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |