Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| A C Brown | 2982569 | 2 | 05/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Collins Kinder | 1442891 | 3 | 06/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Middleton Debandt | 1892267 | 4 | 04/21/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Steven Rich | 4888294 | 1 | 03/09/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Earl Faulkner | 849152 | 4 | 03/28/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |