Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lon Eric Dircks | 4668629 | 1 | 05/09/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| A C Brown | 2982569 | 2 | 03/09/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Middleton Debandt | 1892267 | 4 | 10/17/2000 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Scott Middleton Debandt | 1892267 | 4 | 12/02/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |