Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Middleton Debandt | 1892267 | 4 | 10/17/2000 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| James Ronald Sanford | 1072165 | 2 | 04/28/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert Earl Faulkner | 849152 | 4 | 02/28/2000 | Customer Dispute | Settled | $131,933.00 | $0.00 | See FINRA Report |
| Scott Middleton Debandt | 1892267 | 4 | 12/02/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Birke Quicksilver | 1720607 | 1 | 07/19/1999 | Customer Dispute | Award / Judgment | $18,000.00 | $20,500.00 | See FINRA Report |
| John Joseph Graves | 715944 | 5 | 05/23/1995 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| John Joseph Graves | 715944 | 5 | 01/10/1995 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| John Joseph Graves | 715944 | 5 | 10/21/1993 | Customer Dispute | Settled | $20,554.00 | $0.00 | See FINRA Report |
| John Joseph Graves | 715944 | 5 | 10/21/1993 | Customer Dispute | Settled | $9,932.00 | $0.00 | See FINRA Report |
| Robert Lee Link | 820264 | 1 | 07/13/1987 | Customer Dispute | Award / Judgment | $50,000.00 | $24,114.00 | See FINRA Report |