Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Kelley | 1021878 | 2 | 08/18/2023 | Customer Dispute | Pending | $2,000,000.00 | $0.00 | See FINRA Report |
| Sina Mary Nowak | 2135748 | 1 | 06/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Kelley | 1021878 | 2 | 11/10/2003 | Customer Dispute | Denied | $25,193.00 | $0.00 | See FINRA Report |