Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Vito Romeo | 1041846 | 3 | 11/14/2023 | Customer Dispute | Pending | $115,000.00 | $0.00 | See FINRA Report |
| William Vito Romeo | 1041846 | 3 | 03/09/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Vito Romeo | 1041846 | 3 | 03/01/2007 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |