Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Davis Kowal | 817643 | 3 | 11/19/2001 | Customer Dispute | Settled | $233,000.00 | $0.00 | See FINRA Report |
| Jeffrey Davis Kowal | 817643 | 3 | 07/30/2001 | Customer Dispute | Closed-No Action | $18,821.00 | $0.00 | See FINRA Report |
| Jeffrey Davis Kowal | 817643 | 3 | 03/20/2001 | Customer Dispute | Settled | $117,000.00 | $0.00 | See FINRA Report |