Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Weinbach | 2345048 | 4 | 03/06/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Lee Massey | 1298358 | 1 | 07/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Carlin McCabe | 724176 | 2 | 11/26/1996 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| John Joseph Karpinsky | 1745643 | 5 | 10/15/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Karpinsky | 1745643 | 5 | 07/18/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Karpinsky | 1745643 | 5 | 08/15/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Carlin McCabe | 724176 | 2 | 02/25/1994 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| John Joseph Karpinsky | 1745643 | 5 | 11/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Karpinsky | 1745643 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |