Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kimberly Jean Brumbaugh | 3065606 | 2 | 08/29/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Scott Weinbach | 2345048 | 4 | 01/18/2005 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
Paul Clinton Stein | 2078297 | 2 | 06/28/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |