Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Randal Judd | 6015595 | 1 | 08/06/2018 | Customer Dispute | Settled | $22,608.00 | $0.00 | See FINRA Report |
| David Scott Weinbach | 2345048 | 4 | 06/26/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Scott Weinbach | 2345048 | 4 | 11/18/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Jean Brumbaugh | 3065606 | 2 | 06/05/2006 | Customer Dispute | Settled | $55,997.80 | $0.00 | See FINRA Report |
| Kimberly Jean Brumbaugh | 3065606 | 2 | 08/29/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Scott Weinbach | 2345048 | 4 | 01/18/2005 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Paul Clinton Stein | 2078297 | 2 | 06/28/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Clinton Stein | 2078297 | 2 | 06/28/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Walter Roy Bomgren | 1138265 | 2 | 04/12/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Roy Bomgren | 1138265 | 2 | 03/13/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |