Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Lee Wallschlaeger | 865976 | 3 | 10/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Lee Wallschlaeger | 865976 | 3 | 10/31/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Lee Wallschlaeger | 865976 | 3 | 08/30/2002 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |