Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Douglas Cornell | 1790408 | 5 | 05/25/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Douglas Cornell | 1790408 | 5 | 08/09/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Gregg Stephen Ducatte | 704757 | 3 | 07/09/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |