Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennie Andreas Ceelen | 4571084 | 1 | 12/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 11/23/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Charles Ryan | 408083 | 1 | 11/11/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 02/07/2003 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 12/07/1997 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 06/12/1997 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 02/13/1997 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 12/16/1996 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 11/05/1996 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
| Nicolaas Petrus Pronk | 1726101 | 11 | 10/07/1996 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |