Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Leonard Mazer | 819279 | 8 | 10/20/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 09/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 09/08/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Lawrence Mieras | 2850648 | 4 | 06/29/2015 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Ernest Paul Aiguier | 5189431 | 1 | 06/22/2015 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 06/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Orland Gruss | 3119676 | 1 | 02/11/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Francis Clark | 1023741 | 8 | 01/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scot Arthur Regner | 717065 | 1 | 11/03/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Levine | 2595745 | 2 | 10/20/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |