Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Brent Davis | 2408951 | 3 | 02/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert William Toth | 1726633 | 11 | 12/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Howell Moyer | 2219076 | 1 | 11/08/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Patrick Bryant | 3202048 | 2 | 11/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lawrence Polansky | 4580954 | 2 | 11/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian David Wright | 4482649 | 2 | 10/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edmund Damien Tschopp | 2338163 | 1 | 10/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| G Scott Diddel | 1655242 | 2 | 08/22/2016 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Stecher | 2245554 | 7 | 07/01/2016 | Customer Dispute | Settled | $7,162.39 | $0.00 | See FINRA Report |
| V Cullen Kempson | 1280887 | 2 | 06/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |