Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Donald Joseph Savino | 1405800 | 2 | 02/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Timothy James Bodner | 1523944 | 6 | 01/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Barry Clayton | 1350253 | 1 | 01/17/2018 | Customer Dispute | Closed-No Action | $36,176.80 | $0.00 | See FINRA Report |
Brian Grant Brown | 810068 | 3 | 12/15/2017 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Anubhav Mullick | 6084500 | 1 | 12/06/2017 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
Joseph Andrew Coluccelli | 1001493 | 2 | 08/23/2017 | Customer Dispute | Denied | $53,480.00 | $0.00 | See FINRA Report |
Paul Murdock Green | 3259483 | 4 | 06/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lawrence John Mieras | 1088179 | 1 | 06/09/2017 | Customer Dispute | Pending | $499,366.00 | $0.00 | See FINRA Report |
V Cullen Kempson | 1280887 | 2 | 05/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Donald Joseph Savino | 1405800 | 2 | 03/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |