Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett David Shofner | 2723338 | 3 | 07/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Joseph Aliotta | 1146371 | 2 | 06/11/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Joseph Aliotta | 1146371 | 2 | 07/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John William Murphy | 1374449 | 2 | 05/09/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Murdock Green | 3259483 | 4 | 02/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James William Schultz | 4476172 | 1 | 11/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Thomas Tripi | 2653953 | 2 | 10/08/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Peter Bellucci | 2595590 | 2 | 10/25/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael McLean | 2451054 | 1 | 02/14/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Sanders | 2374318 | 1 | 07/27/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |