Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Carlos Benedeti | 2520794 | 2 | 03/21/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Toth | 1726633 | 11 | 03/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Bernard Hughes | 2262709 | 1 | 03/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 12/20/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Toth | 1726633 | 11 | 11/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Victor Nicolich | 1193936 | 1 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 09/05/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Murdock Green | 3259483 | 4 | 04/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Patrick Bryant | 3202048 | 2 | 02/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Lawrence Polansky | 4580954 | 2 | 02/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |