Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Armando Fernandez | 3079602 | 6 | 06/12/2002 | Customer Dispute | Denied | $137,377.00 | $0.00 | See FINRA Report |
| Judith Kalb Beckman | 847688 | 1 | 06/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Edward Palmer | 1951592 | 1 | 05/30/2002 | Customer Dispute | Denied | $8,531.46 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 05/11/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Charles Eugene Williams | 727212 | 5 | 05/10/2002 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Dale Collins | 2299365 | 4 | 04/15/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William John Nolan | 730316 | 6 | 03/08/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 02/26/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William John Nolan | 730316 | 6 | 01/29/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Davenport Wiswell | 2313243 | 4 | 01/09/2002 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |