Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Rushworth Hill | 1932790 | 9 | 11/11/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Ralph Keith Angelo | 2719384 | 6 | 10/24/2002 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Brian Michael Fullman | 2373727 | 1 | 10/14/2002 | Customer Dispute | Closed-No Action | $53,400.00 | $0.00 | See FINRA Report |
| Michael Joseph Stecher | 2245554 | 7 | 10/08/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rebecca Ashbridge Stecher | 2462504 | 1 | 08/12/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Stecher | 2245554 | 7 | 08/12/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Herve Blais | 2494315 | 2 | 08/08/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Andrew Coluccelli | 1001493 | 2 | 07/25/2002 | Customer Dispute | Settled | $22,397.40 | $0.00 | See FINRA Report |
| Charles Eugene Williams | 727212 | 5 | 06/24/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 06/13/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |