Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Francis Clark | 1023741 | 8 | 03/18/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William John Nolan | 730316 | 6 | 03/05/2004 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Curtis Michael Luckman | 2865603 | 2 | 02/05/2004 | Customer Dispute | Settled | $319,000.00 | $0.00 | See FINRA Report |
| Michael Sackstein | 2179447 | 2 | 01/22/2004 | Customer Dispute | Award / Judgment | $75,000.00 | $1.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 12/22/2003 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Joseph John Spinelli | 2644407 | 1 | 10/03/2003 | Customer Dispute | Closed-No Action | $62,000.00 | $0.00 | See FINRA Report |
| Steven Grodko | 1269926 | 3 | 09/09/2003 | Customer Dispute | Denied | $49,544.00 | $0.00 | See FINRA Report |
| Louise Ann Harrison | 1260653 | 2 | 08/18/2003 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Daniel Steinberg | 2204533 | 1 | 07/01/2003 | Customer Dispute | Settled | $75,704.40 | $0.00 | See FINRA Report |
| Anthony Thomas Tripi | 2653953 | 2 | 05/07/2003 | Customer Dispute | Denied | $16,485.00 | $0.00 | See FINRA Report |