Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Peter Bellucci | 2595590 | 2 | 01/07/2005 | Customer Dispute | Settled | $581,801.00 | $0.00 | See FINRA Report |
| Curtis Michael Luckman | 2865603 | 2 | 01/07/2005 | Customer Dispute | Settled | $581,801.00 | $0.00 | See FINRA Report |
| Frederick Charles Russell | 1360608 | 1 | 01/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Burl Ferguson | 2899931 | 2 | 09/28/2004 | Customer Dispute | Denied | $7,803.00 | $0.00 | See FINRA Report |
| Timothy James Bodner | 1523944 | 6 | 09/27/2004 | Customer Dispute | Settled | $49,889.90 | $0.00 | See FINRA Report |
| Ernest Mark Caponegro | 1025695 | 4 | 09/07/2004 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Andrew Lawrence Zorovich | 2753501 | 4 | 07/13/2004 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 07/06/2004 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Vincent Brent Davis | 2408951 | 3 | 05/04/2004 | Customer Dispute | Closed-No Action | $143,523.00 | $0.00 | See FINRA Report |
| Joseph Patrick Cain | 2442264 | 1 | 04/02/2004 | Customer Dispute | Denied | $13,373.90 | $0.00 | See FINRA Report |