Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Rushworth Hill | 1932790 | 9 | 10/10/2005 | Customer Dispute | Settled | $77,506.30 | $0.00 | See FINRA Report |
| David James Walsh | 1855452 | 6 | 07/21/2005 | Customer Dispute | Settled | $117,396.00 | $0.00 | See FINRA Report |
| Kevin Harold Lamson | 2814867 | 1 | 07/12/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brad Richard Small | 3173556 | 2 | 06/06/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert William Toth | 1726633 | 11 | 05/27/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Keith Angelo | 2719384 | 6 | 05/06/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Vanisky Morse | 1474478 | 2 | 04/19/2005 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Charles Michael Matisi | 2650170 | 3 | 03/08/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ralph Keith Angelo | 2719384 | 6 | 02/17/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Thomas Crothers | 1648677 | 2 | 01/10/2005 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |