Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Charles Anna | 2204605 | 1 | 02/23/2007 | Customer Dispute | Settled | $663,000.00 | $0.00 | See FINRA Report |
| Charles Eugene Williams | 727212 | 5 | 12/28/2006 | Customer Dispute | Denied | $101,000.00 | $0.00 | See FINRA Report |
| Mark Andre Poitras | 5574063 | 1 | 09/19/2006 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Robert P Morse | 4156171 | 1 | 08/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 04/05/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Toth | 1726633 | 11 | 03/09/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janice Marguerite Cobb | 1744943 | 1 | 02/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Patrick Saia | 2305710 | 2 | 02/09/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Stecher | 2245554 | 7 | 12/19/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 12/13/2005 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |