Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Thomas Dangelo | 60569 | 2 | 04/09/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Clark | 1023741 | 8 | 04/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Stecher | 2245554 | 7 | 03/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian David Wright | 4482649 | 2 | 03/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 02/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 02/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert William Toth | 1726633 | 11 | 01/28/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert William Toth | 1726633 | 11 | 01/28/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis Leonard Mazer | 819279 | 8 | 12/06/2007 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Craig Henry Jude Cantara | 732534 | 2 | 11/21/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |