Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Davenport Wiswell | 2313243 | 4 | 01/28/2009 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Robert William Toth | 1726633 | 11 | 01/27/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Francis Clark | 1023741 | 8 | 01/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gus James Catanzaro | 2384549 | 1 | 01/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Leonard Mazer | 819279 | 8 | 10/15/2008 | Customer Dispute | Settled | $31,805.00 | $0.00 | See FINRA Report |
| Steven John Schmidt | 1816064 | 1 | 09/16/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Brent Davis | 2408951 | 3 | 08/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 07/31/2008 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |
| Michael John Murphy | 5294021 | 1 | 06/19/2008 | Customer Dispute | Closed-No Action | $21,256.10 | $0.00 | See FINRA Report |
| Andrew Lawrence Zorovich | 2753501 | 4 | 06/16/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |