Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Keith Angelo | 2719384 | 6 | 12/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David James Walsh | 1855452 | 6 | 11/02/2009 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Leonard Thomas Dangelo | 60569 | 2 | 09/14/2009 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 08/31/2009 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| Neil McCarthy Egleston | 2921577 | 6 | 08/07/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Parise | 1401779 | 1 | 07/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Clark | 1023741 | 8 | 07/14/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert William Toth | 1726633 | 11 | 04/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Dale Collins | 2299365 | 4 | 04/02/2009 | Customer Dispute | Closed-No Action | $18,108.90 | $0.00 | See FINRA Report |
| Mary Vanisky Morse | 1474478 | 2 | 02/04/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |