Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Armando Fernandez | 3079602 | 6 | 08/22/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Neil McCarthy Egleston | 2921577 | 6 | 08/22/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Leonard Mazer | 819279 | 8 | 07/31/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Murdock Green | 3259483 | 4 | 07/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Matisi | 2650170 | 3 | 06/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David James Walsh | 1855452 | 6 | 04/23/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theodore Robert Taddei | 2013864 | 3 | 03/26/2012 | Customer Dispute | Dismissed | $1,000,000.00 | $0.00 | See FINRA Report |
| Joy Yvette Jackson | 1361263 | 2 | 03/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore Robert Taddei | 2013864 | 3 | 03/07/2012 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| David James Walsh | 1855452 | 6 | 02/18/2012 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |