Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Michael Ditaranto | 2422394 | 5 | 05/06/2013 | Customer Dispute | Denied | $16,792.50 | $0.00 | See FINRA Report |
| Walter Hugh Brown | 2520963 | 1 | 05/06/2013 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Donald Robert Burnaford | 36065 | 1 | 03/19/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 01/23/2013 | Customer Dispute | Settled | $8,620.00 | $0.00 | See FINRA Report |
| Michael Joseph Stecher | 2245554 | 7 | 01/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Scott Yankelevitz | 1506766 | 1 | 12/20/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 12/12/2012 | Customer Dispute | Award / Judgment | $48,000.00 | $10,000.00 | See FINRA Report |
| Neil McCarthy Egleston | 2921577 | 6 | 12/05/2012 | Customer Dispute | Settled | $165,176.00 | $0.00 | See FINRA Report |
| Jeffrey James McAvaddy | 4580991 | 3 | 09/13/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 09/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |