Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William John Nolan | 730316 | 6 | 03/05/2004 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Curtis Michael Luckman | 2865603 | 2 | 02/05/2004 | Customer Dispute | Settled | $319,000.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 12/22/2003 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Louise Ann Harrison | 1260653 | 2 | 08/18/2003 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Daniel Steinberg | 2204533 | 1 | 07/01/2003 | Customer Dispute | Settled | $75,704.40 | $0.00 | See FINRA Report |
| William John Nolan | 730316 | 6 | 04/30/2003 | Customer Dispute | Settled | $598,645.00 | $0.00 | See FINRA Report |
| Curtis Leonard Mazer | 819279 | 8 | 02/12/2003 | Customer Dispute | Settled | $19,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 12/09/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 11/11/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| George Herve Blais | 2494315 | 2 | 08/08/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |