Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Charles Anna | 2204605 | 1 | 02/23/2007 | Customer Dispute | Settled | $663,000.00 | $0.00 | See FINRA Report |
| Mark Andre Poitras | 5574063 | 1 | 09/19/2006 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 12/13/2005 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 10/10/2005 | Customer Dispute | Settled | $77,506.30 | $0.00 | See FINRA Report |
| David James Walsh | 1855452 | 6 | 07/21/2005 | Customer Dispute | Settled | $117,396.00 | $0.00 | See FINRA Report |
| Kevin Harold Lamson | 2814867 | 1 | 07/12/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Peter Bellucci | 2595590 | 2 | 01/07/2005 | Customer Dispute | Settled | $581,801.00 | $0.00 | See FINRA Report |
| Curtis Michael Luckman | 2865603 | 2 | 01/07/2005 | Customer Dispute | Settled | $581,801.00 | $0.00 | See FINRA Report |
| Timothy James Bodner | 1523944 | 6 | 09/27/2004 | Customer Dispute | Settled | $49,889.90 | $0.00 | See FINRA Report |
| Ernest Mark Caponegro | 1025695 | 4 | 09/07/2004 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |