Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David James Walsh | 1855452 | 6 | 11/02/2009 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Leonard Thomas Dangelo | 60569 | 2 | 09/14/2009 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 08/31/2009 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| John Davenport Wiswell | 2313243 | 4 | 01/28/2009 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Curtis Leonard Mazer | 819279 | 8 | 10/15/2008 | Customer Dispute | Settled | $31,805.00 | $0.00 | See FINRA Report |
| Andrew Lawrence Zorovich | 2753501 | 4 | 06/16/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Curtis Leonard Mazer | 819279 | 8 | 12/06/2007 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Craig Henry Jude Cantara | 732534 | 2 | 11/21/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| G Scott Diddel | 1655242 | 2 | 11/13/2007 | Customer Dispute | Settled | $32,400.00 | $0.00 | See FINRA Report |
| Charles Eugene Williams | 727212 | 5 | 03/30/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |